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Project Document The gef small Grants Programme Fourth Operational Phase (gef-4) July 2007 – June 2010 The gef small Grants Programme Fourth Operational Phase (gef-4) Table of Contents


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PART III. SELECTED PARTNERSHIPSUNDER DEVELOPMENT


Partners

Partnership Themes

Funding

Remarks

Partnerships under development

Rainforest Alliance


Ecotourism standard-setting in Central and Latin America

Parallel/In-Kind

Ecotourism training in Costa Rica, Guatemala, Ecuador, Belize, Nicaragua,  Peru, Honduras and Panama (building on successful Costa Rica model). Strategic project involvement for NTFP marketing of Maya/Ramon Nut with RA certification (under preparation); RA-certified cocoa; mapping possible future agro-biodiversity product categories for RA collaboration based on 2007 agro-BD review.

The Christensen Fund


Indigenous Peoples, adaptation to climate change and traditional knowledge

Parallel

Collaboration on individual country strategies (such as Ethiopia, Turkey, Kyrgyzstan). Focus on indigenous peoples (with a special focus on Participatory Video methodologies). Community-based adaptation to climate change based on traditional practices. Regional partnership for the Pacific with a special focus on Traditional Knowledge and Customary Law

IUCN Netherlands


Joint programming of small grants at the global level


Parallel

Information exchange and planning between respective project portfolios and grantee lists: sharing instruments and structures (such as NSCs), sequential co-financing, certain joint activities (such as joint training workshops for grantees, exchange visits among projects).

Fauna & Flora International


‘Rapid Response Facility’ for World Heritage sites

Parallel/In-Kind


Recognition for the need for a flexible facility to channel resources to WH sites under imminent threat and in need of urgent support at the local level.

UNDP Energy and Environment Group

Promotion of energy access poor countries mainly LDCs

Parallel/cost-sharing

This will be an important partnership especially as both SGP and UNDP energy and environment Group share common objectives of expanding modern energy services through renewables and energy efficiency. This partnership wills enable SGP models and approaches to be up-scaled regionally.

UNEP’s Energy Access Through Social Enterprise (EASE)

Support for increased access to energy services in rural areas in Ghana, Uganda and Mali

Parallel/cost-sharing

Under negotiation with UNEP EU funding: both UNEP and SGP are interested in promoting the use of cleaner energy for provision of modern energy services for both environmental benefits and sustainable development activities. If the project is approved, the partnership will build and promote best practices for a social enterprise model for promotion of clean energy.

French GEF (FFEM)


Small grants joint programming for francophone countries

Parallel/cost-sharing

Discussion initiated in 2005 to assess civil society small grants scheme of FFEM in 5 African francophone countries: Algeria, Benin, Burkina Faso, Gabon and Madagascar. Possible replication of biodiversity projects through COMPACT landscape clustering approach.

Grassroots Organizations Operating Together in Sisterhood (GROOTS)


Women’s role in environmental decision-making

In-Kind


Partnership to develop overlapping network linking leaders and groups in poor rural and urban areas in the South and the North. To nurture relationships of mutual support and solidarity among women engaged in redeveloping their communities; strengthen women's participation in the development of communities and the approaches to environmental problem solving; and focus international attention on grassroots women's needs and capabilities.

Earthwatch International

Volunteer support and capacity building in scientific monitoring procedures

Parallel/In-Kind


Discussions initiated in 2006 on communication with scientists about proposed research projects, recent findings, and research results; building networks of students and teachers; sharing program results with Earthwatch members; matching 4,000 volunteers from all over the world with SGP project activities.

ABN-AMRO Bank



Grant and loan co-financing to ABN-AMRO priority countries for commercial enterprise skills

Cost-sharing

Small grants for COMPACT and SGP-ICRAN coral reef small grants facility in ABN AMRO priority countries, tapping up to $500,000 in ABN AMRO financing per country. Affordable loan financing at the global level investment through proposed financing mechanism under design between CI Verde Ventures, GEF SGP, and UNF. ABN AMRO’s in-country banks to be deployed as the fiduciary intermediary for the proposed financing facility.

Market-access program to engage ABN AMRO employees in advising SGP NCs and grantees, as well as training for local communities to access and utilize commercial loans.



Moore Foundation



Indigenous peoples, protected areas, and follow up to Millennium Ecosystem Assessment


Parallel/cost-sharing

Discussion initiated in mid-2006: global programmatic approach of SGP of interest to Moore, SGP could deliver on the ambitious scale that Moore requires over a 5-10 year time-span. Leading edge programmes in SGP, such as COMPACT and collaboration with indigenous peoples for protected area governance. Through its decentralized approach working with 1,000s of NGOs and CBOs, SGP would leverage experience in the realm of landscape level (product) certification, community-based adaptation to climate change, and conservation of landraces important for agriculture.

The Mountain Institute (TMI)


Strategic and complementary efforts in conservation of mountain ecosystems


Parallel/In-Kind


Information sharing about pipeline of projects in mountain ecosystems in Mongolia, Nepal, Peru, Tanzania, and other countries. Adaptation to climate change as measured by altitudinal shifts in settlements in high mountain environments.

Dutch Lottery (DOEN)



Business and biodiversity, product supply chains, and supporting entrepreneurs

Cost-sharing

Collaboration on NTFPs, ‘Pure Oil Programme’ (Palmoil & Soy) and our Biodiversity & Business Programme. DOEN support to blended grant/loans in SGP Brazil ‘COMCERTA’ strategic project on marketing of sustainably produced biodiversity-based products.


Alliance on Religions and Conservation (ARC)



Working with faith-based development organizations for community-based conservation


Parallel/In-Kind


Develop long-lasting mechanisms to work with world religious leaders and faith-based groups to ensure cultural interface and commitment to environmental conservation. Pilot countries to be determined based on assessment in 2007.

For further information on SGP partnerships please visit http://docs.gef-sgp.org/partnerships/



ANNEX 4

The GEF Small Grants Programme Planning Matrix during GEF-4


Goal

Global environmental benefits secured through community-based initiatives and actions

Project Strategy

Objectively verifiable indicators

Sources of verification

Assumptions




Indicator

Baseline

Target







Goal

Global environmental benefits secured in the GEF focal areas through community-based initiatives and actions.




Demonstration of global benefits (e.g. policy reform, conservation of critical ecosystems) and strategic programme results (sustainability, resource mobilization, capacity development, knowledge management,) resulting from GEF/SGP-funded Country Programmes and projects.

Global environmental benefits are secured and maintained through networks of SGP Country Programmes and projects, sharing of good practices, capacity development and policy reform, though predominantly from the programme’s more mature countries. The growth of a critical mass of synergistic projects affecting critical ecosystems at landscape levels is in progress.

Global environmental benefits secured from all SGP countries including in LDCs and SIDS:
A global network of country-based knowledge and practices, in collaboration with IAs/EAs and other practioners
NGOs, CBOs, CSOs increasingly form a constituency with the capacity and motivation to support GEF priorities effectively.
Institutionalization of multi-stakeholder NSC to enhance positive partnerships between civil society and government for sustainability of country-based efforts and policy reform through mainstreaming into long term development goals.

Consolidated reports on strategic results and global benefits from GEF/SGP projects.
Independent evaluation by the GEF Evaluation Office and other external evaluations of SGP benefits and contributions involving IAs and EAs, as appropriate



Continued commitment of SGP recipient country stakeholders and the GEF Council and donors, with guidance from the GEF SGP Steering Committee




OBJECTIVE 1

Consolidate community-based interventions through focused GEF SGP country programme portfolios in alignment with GEF IV focal area strategic priorities



BIODIVERSITY


Project Strategy

Objectively Verifiable Indicators

Sources of Verification

Assumptions




Indicator

Baseline

Target







Outcome 1:
Sustainable community protected area governance approaches recognized, strengthened and adopted by national partners, protected area systems, and multilateral processes

Number of protected areas (PAs) strengthened by engaging local and indigenous communities
Number of Community Conserved Areas (CCAs) and indigenous areas recognized and strengthened
Number of Local Consultative Bodies (LCBs) set up in protected areas
Number of countries that incorporate CCA governance in legislation and policy, as appropriate
Number of GEF SGP projects consolidated in critical landscapes such as World Heritage sites, Biosphere Reserves, biological corridors, hotspots, important bird areas and flyways

Over 800 GEF SGP projects funded in PA landscapes and buffer zones, including UNF ‘COMPACT’ partnership for 8 WH sites
Over 200 projects funded in CCAs and indigenous areas
Cost-effective LCBs in place in 6 natural World Heritage sites
CCAs currently un-recognized in most GEF SGP countries
Existing complementation between GEF SGP and Meso-American Biological Corridor

All like-minded Megadiverse countries within GEF SGP either adopt or initiate efforts to recognize community protected area governance approaches
Community projects consolidated to influence landscape-level conservation in all “mature” GEF SGP countries
At least 50 PAs influenced, especially in “mature” countries

At least 100 CCAs and indigenous areas influenced in all GEF SGP countries


Community involvement in the conservation of at least 150 species of endangered flora and fauna

GEF SGP database, project reports and monitoring visits
COMPACT planning framework for GEF SGP grant-making at landscape level
GEF Tracking Tools for certain aspects of formal PA governance with multiple stakeholders
IUCN and WH Committee State of Conservation reports on WH sites
Partnership on bird monitoring indicators with RSPB/Birdlife International


Governments and international agencies commit to CBD obligations regarding local and indigenous populations


Outcome 2:
Sustainable use of biodiversity established in production landscapes/seascapes, (including agriculture, forests , fisheries and tourism) through community-based conservation, innovative approaches, and market mechanisms


Number of GEF SGP projects contributing to the conservation of native crops, medicinal plants, NTFPs, and other biodiversity-based products
Number of GEF SGP projects contributing to the conservation of fisheries
Number of GEF SGP projects contributing to the promotion of biodiversity through ecotourism
Number of GEF SGP projects contributing to sustainable use of biodiversity-based products through market value- added labels (FSC, organic, fair trade, etc.)



Over 1,500 projects in the production sectors of agriculture, forests, fisheries and tourism
“Mature” country portfolios in place for particular supply chains (i.e. honey, agrobiodiversity products, ecotourism, NTFPs)
Analysis of needs of GEF SGP marketing projects completed in 2005
Thematic workshop on ‘Product Development, Marketing and Certification’ held in 2006


At least 600 projects on sustainable use and market labeling of BD-friendly products provide business models for market-based approaches (mainly in “mature” GEF SGP countries)
Community-based conservation implemented in at least 400 projects for the protection of native crops, medicinal plants, NTFPs, and other biodiversity-based products
GEF priority areas: ‘Important agrobiodiversity hotspots of West Asia, South Asia, South-East Asia, and Arab States’; as well as ‘Central and South American semi-wild and domesticated production landscapes’


GEF SGP database, project reports and monitoring visits
Focused case studies on the development of business models, including reference to income indicators in GEF SGP database

Market differentiation of value-added labels sufficiently “scale-sensitive” to meet the needs of small producers



Outputs




Activities

1.1 Community protected area governance approaches integrated and implemented within GEF SGP country programme strategies, as appropriate *





  1. Assess lessons from COMPACT and mature countries in OP3 for improvement of Country Programme Strategy focus on national system of protected areas, transboundary protected areas, corridors and community conserved areas (CCAs) (*priority for “mature” SGP countries)

  2. Work with IUCN and other partners in connection with global and national policy revision of protected area systems to recognize CCAs (and indigenous territories in particular) as legitimate governance types, and to incorporate them in legislation and policy, as appropriate to each context

  3. Collaborate with UNEP WCMC on inclusion of CCAs and indigenous areas in the World Database on Protected Areas (WDPA)

  4. Develop, implement and promote new methodologies for geographic and thematic “clustering” of projects for individual protected areas, corridors and CCAs

  5. Incorporate adaptive management techniques in at least 25 countries for landscape level conceptual models, site strategies and multi-stakeholder forums to bring together donors, PA managers/authorities, academia, and private sector active at the respective sites

  6. Work with Conservation Measures Partnership (CMP) and IUCN to improve glossary of terms and threats-based analysis for protected areas within GEF SGP project database

  7. Influence the mainstream legal and management practice for UNESCO World Heritage Sites and national protected areas through the institutional replication of Local Consultative Bodies

  8. Engage in follow-up to the policy findings of the sub-global assessments on indigenous peoples perceptions of “ecosystems” produced by the Millennium Ecosystem Assessment

* Priority will be placed on individual BD RAF allocation countries and Megadiverse countries (RAF and non-RAF)

* Group allocation, LDCs and SIDs countries will be expected to incorporate lessons from mature countries by the end of GEF 4


1.2 Sustainable use and innovative approaches, including market mechanisms, reflected in all projects approved in the biodiversity focal area*





  1. Prepare guidelines and toolkits for sustainable use, innovative approaches and market mechanisms at the global and country levels, preferably in local languages (*priority for “mature” SGP countries to share with new programmes).

  2. Conduct thematic workshops on specific sustainable use and marketing clusters; training in certification and labeling standards; consumer education; and other country-level activities to be determined as appropriate at national and regional levels.

  3. Review NSC composition, or NSC “sub-committees”, to ensure participation by marketing, business and sustainability experts in particular for biodiversity and climate change focal areas.

  4. Participate in international meetings (CBD COP, IUCN Congress) related to cutting edge programmes and thematic areas (i.e. COMPACT, revolving loans, blended grant/loan sustainability model).

  5. Develop the strategic projects pipeline of GEF SGP projects up to US$150,000 with a particular focus on the consolidation of supply chains and influencing local, national and regional markets.

  6. Engage in policy fora including fair trade fairs, organic BioFach and other market-related meetings

  7. Develop partnerships with other private sector UN partners including UNCTAD BioTrade group, IFC, ISEAL, UNDP Growing Sustainable Business and others

  8. Mainstream GEF SGP in at least 3 market-related MSP and FSP projects (i.e. CAMBIO project working with regional development bank in Central America)

*Priority will be placed on individual RAF and countries expected to “graduate” from dependence on GEF resources by the end of GEF 4 to implement measures linked to sustainability and market mechanisms






Geographic and Thematic Focus for GEF SGP Biodiversity portfolio for GEF-4


Geographic areas

Regional Mechanisms

Focused Thematic Areas

Participating Countries of SGP

Natural World Heritage “COMPACT” demonstration sites (global)

Global strategic partnership with UNESCO World Heritage Centre, CBD Secretariat, and other global partners.


Landscape-level conservation efforts through community-based management of protected areas conservation (COMPACT)

Blended grant-loan development around natural World Heritage sites.



Argentina, Belize, Cambodia, Dominica, Ethiopia, Fiji, Honduras, Jordan, Kenya, Mali, Mauritania, Madagascar, Mexico, Mongolia, Philippines, Senegal, South Africa, Sri Lanka, St Lucia, Tanzania, Yemen, Zimbabwe

Threatened habitats and important bird areas of Eastern Europe and CIS, West and Sub-saharan Africa

Strategic Partnership with RSPB/Birdlife International affiliate NGOs, and other partners.

Threatened habitats in dryland and mountain ecosystems

Mangroves, wetlands, habitats and threatened sites important for conservation of migratory bird flyway networks



Albania, Belarus, Bulgaria, Kazakhstan, Kirghizstan, Lithuania, Macedonia, Romania, Turkey, Benin, Botswana, Burkina Faso, Cameroon, Chad, Cote d'Ivoire, Ethiopia, Guinea, Kenya, Lesotho, Mali, Morocco, Mozambique, Namibia, Niger, Senegal, Zambia

Globally Important Coral Reefs (global)

Strategic Partnership with International Coral Reef Action Network (ICRAN) for 50% of countries with coral reefs.

Coastal area management and biodiversity; marine protected areas; land-based sources of pollution; nutrients; habitats; fisheries; turtles.

Barbados and OECS, Belize, Comoros, Cuba, Dominica, Dominican Republic, Egypt, Guatemala, Haiti, Honduras, Indonesia, Iran, Jamaica, Jordan, Pacific SIDS, Madagascar, Malaysia, Mauritius, Mozambique, Mexico, Panama, Sri Lanka, Trinidad and Tobago, Vietnam

Important agrobiodiversity hotspots of West Asia, South Asia, South-East Asia, and Arab States

Biodiversity International (ex-IPGRI) support to Asian network of traditional knowledge protection.

Indigenous knowledge protection; landraces; vavilov centers; customary law; natural sacred sites; medicinal and aromatic plants.

Bhutan, Cambodia, Egypt, India, Jordan, Lebanon, Malaysia, Morocco, Nepal, Philippines, Pakistan, Sri Lanka, Syria, Thailand, Tunisia, Vietnam, Yemen

Pacific SIDS threatened terrestrial and marine habitats

Strategic Partnership with NZAID and other regional donors for strengthening traditional and customary management of natural resources.

Coastal area and integrated watershed management; climate change adaptation; invasive species; sustainable use of natural resources.

Cook Islands, Micronesia, Fiji, Kiribati, Marshall Islands, Nauru, Niue, Palau, Papua New Guinea, Samoa, Solomon Islands, Tonga, Tuvalu, Vanuatu

Community-conserved areas of the world (global)

Strategic Partnership with IUCN Theme on Indigenous, Local Peoples and Equity and Protected Areas (TILCEPA).

Inventorying, gazettement, formalization and recognition of traditional knowledge and community-conserved areas (CCAs) as appropriate

Bolivia, Brazil, Chad, Chile, El Salvador, India, Indonesia, Iran, Fiji, Ghana, Kenya, Madagascar, Mali, Mozambique, Namibia, Papua New Guinea, Rwanda, South Africa, Samoa, Uganda, Tanzania, Vanuatu

Central and South American semi-wild and domesticated production landscapes

Strategic partnership with regional development banks, biodiversity investment schemes and other SME partners.

Enterprise development services, blended grant-loans, revolving loans, consolidation of supply chains for target biodiversity-based products.

Argentina, Brazil, Bolivia, Chile, Costa Rica, Colombia, Ecuador, El Salvador, Guatemala, Honduras, Mexico, Nicaragua, Panama, Peru, Uruguay



CLIMATE CHANGE MITIGATION


Strategy

Objectively Verifiable Indicators

Means of Verification

Assumption




Indicator

Baseline

Target







Outcome 3:
Intensify the replication, up scaling or mainstreaming of climate change mitigation barrier removal models that have been successfully tested and practically applied at the local level, in national development priorities and plans


Number of countries incorporating components of innovative models/approaches at local levels, for promotion of energy efficiency, renewable energy or sustainable transport in national development


Existing models/approaches have been tested successfully by some SGP Country Programmes.

At least one region (West Africa) and at least 20 SGP mature countries have models or approaches4 (or their components) for the promotion of energy efficiency, renewable energy or sustainable transport at the local level mainstreamed into policy, market mechanisms and national development programmes

Project reports, thematic portfolio review, country progress reviews reports

Progress will continue for complimentary initiatives by GEF and other development agencies to removing market barriers and improving energy access policies particularly at the local level.

Outputs

Activities

3.1 Sustainable frameworks in place for implementing local climate change activities that are linked to market mechanisms, policy interventions or national development priorities

  1. Strengthen and initiate partnerships with governments, IAs/EAs and other development partners for scaling up, replicating or mainstreaming RE, EE and sustainable transport activities in specific regions or countries.

  2. Promote and support projects that are implemented in partnerships or linked to commercial/market mechanisms, policy interventions or larger national initiatives

  3. Document share widely illustrative case studies for the promotion of replication, up-scaling or mainstreaming by development partners, Governments and the private sector.

  4. Support a portfolio of projects with innovative approaches for replication, up-scaling or mainstreaming.

  5. support capacity building projects/activities that are linked to processes for replication, mainstreaming, or up-scaling.

  6. In mature SGP country programmes, assess and document the socio-economic and development costs and benefits, to illustrate the incremental reduction of costs and expansion of benefits from initial pilots to replicated, up-scaled or mainstreamed models or approaches.



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