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Appendix A4 Mid-term Evaluation Report (February 2003) Introduction


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Recommendations

This chapter presents our overall recommendations as well as suggested next steps. Chapters 4 and 5 present a number of specific design and management recommendations and options. However, implementation of these specific recommendations in and of themselves is insufficient. What this project is missing and sorely needs is an integrated vision and strategic approach. Specific recommendations must be implemented in the context of such a framework to be effective.


In this chapter we outline the key programming and management elements that we recommend be integrated into a cohesive package. In addition, we identify a number of preconditions that we believe the project’s senior partners (UNDP, GEF, SFA) need to address before changing the project’s programming and management.
Section 6.1 presents the preconditions for redesign of the project. Sections 6.2 – 6.4 outline the MTR team’s thinking regarding redesign of the project’s programming and management. The final section presents our recommended next steps.
  1. General Recommendation

Should the project continue?


Not unless the project is changedgiven the lack of achievement of results and the project’s numerous design and implementation flaws, we do not think the project should continue as it is. If there are not significant changes made to both the design of the project and how it is implemented we recommend that the project stop.
What needs to be changed? We believe that the project can be turned around, but it will take two major changes:

  1. Project partners need to change their way of thinking and working on the project – this includes all the partners – UNDP, GEF, UNOPS, SFA, CPMU, provinces

  2. The project must be redesigned to fix the programming and management arrangements.

We view the first of these changes – partners changing their way of thinking and working – as a precondition for redesign, because if these fundamental changes are not made the project will fail even if it is redesigned. The preconditions are described below and the second set of changes – programming and management changes – are described in 6.2-6.4.


Precondition for Redesign – Partners must change their commitment and mindset towards the project


All the key partners in this project – UNDP, GEF, SFA, and CPMU – need to change their mindset and commitment towards this project. The partners need to work together to solve problems and to think beyond their narrowly defined roles and responsibilities. GEF projects are somewhat demanding of partners, they require innovation, learning as you go and working together. Unless the partners are willing to work this way and to change their internal procedures and systems to allow these ways of working to happen, this project will fail.
So before redesigning the project, all of the partners need to ask themselves if they are willing to change and work together this way? The MTR has identified a number of specific changes that each partner needs to make to their internal procedures and approaches to ensure they are working together constructively and as a team. These lessons are as follows.
GEF Lessons:

  • Projects that involve development of new models/approaches are by their nature experimental and innovative. To succeed, the design and implementation of such projects must be strategic, flexible and suited to country realities. GEF must find ways to facilitate this type of project design and implementation.

  • The responsibilities that are expected of UNDP country offices must be clearly spelled out when GEF transfers project authority to a UNDP CO – furthermore we recommend that GEF formally specify its service expectations to UNDP CO for the Wetlands Project.

  • The project supervision role of GEF regional coordinators vs. the supervision role of UNDP COs needs to be clarified21

UNDP Lessons:



  • UNDP needs to find ways to ensure continuity of project supervision/guidance despite staff changes22

  • UNDP is ultimately accountable for the financial and results performance of its projects. As UNDP moves upstream away from micro-management, it still must ensure projects are performing properly.

  • Complex projects, like this GEF one, need strategic and technical support from UNDP (technical resources need to be committed to this project).

SFA Lessons:


Why partners should make changes and do this project



This type of project (innovative and adaptive) will become more common in future, as China’s development needs change. Thus the GEF project provides a wonderful learning opportunity both for individuals and units within SFA, UNDP, GEF and provincial forestry bureaus, of the “way of the future.” In addition, for China, the substance of the project is important for three main reasons:

  • Restoration of wetlands is a government priority

  • The project can improve the way wetland restoration is done by providing the ecological knowledge and broad view that is needed to make these policies work

  • Reform of government institutions is another important state priority. Learning modern management approaches through this project will place SFA and the individuals participating in the project in a good position within government institutions as they are reformed.



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