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I. Culpability


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5. Mistake of Fact: If the act is an immoral one/wrong in itself (which is difficult to define) then the enters on this act at his own peril. If it turns out to be a felony and he didn’t know, too bad. The has the responsibility to be sure of facts before embarking on his course. Not really a defense.


  • This is similar to a negligence standard for the ..

  • The mistake is only a defense if it is reasonable. It must also negatives the existence of a state of mind that is essential to the commission of an offense or established a state of mind that is a defense. One cannot purposely, knowingly, or recklessly commit a crime by mistake (its an oxymoron).

Regina v. Prince:  broke the law by taking a 14 year old girl from her house, against her father’s will. She said she was of age and he said he believed her. He was still convicted because he should have taken efforts to discover her age.

US v. Staples: ’s conviction for having unregistered fully automatic machine guns was overturned because he reasonably didn’t know they fired automatically. Guns are not an unusual product or bad in themselves.

US v. Freed:  was convicted for possessing unregistered hand grenades. He said he though they were registered, but the court said this was an unreasonable mistake; he should have taken steps to discover. Hand grenades are different than firearms (Congress treats them specially).
6. Strict Liability: MPC 2.02 says that no criminal conviction may be obtained unless the prosecution proves some for of culpability. MPC 2.05 is an exception: violations (as opposed to crimes) punishable with a fine, or forfeiture (no jail) can be convicted on strict liability grounds. These include minor regulatory legislation that has important social ends, usually they have slight penalties and not a lot of stigmatization. Drunk driving is a strict liability offense (State v. Miller,  couldn’t claim his drink was laced).

Reasons for strict liability for violations of public welfare statutes:



  • Protection of social interests requires a high standard of care and attention on the part of those who follow certain pursuits (strict liability makes one more likely to take particular care, however if actor is already taking every reasonable care how can he take additional measures?)

  • Administrative efficiency – it is difficult to prove mental culpability, too much time would be spent on a petty case.

No voluntary act doctrine: an involuntary act is not an act at all, thus it cannot be a crime (this is different than saying crime cannot be predicated on the omission of a voluntary act). Examples would be a fit or seizure, an action done habitually without thought is considered voluntary.
7. Mistake of Law: MPC generally does not recognize the mistaken belief that one’s conduct is lawful as a defense, unless the statue so provides (ignorance of law is no defense).

  • if one believes one’s conduct is lawful it is a defense if: (1) one relies on an official, but erroneous, statement of the law, (2) the statement of the law found in a statute, or decision, or grant of permission, or an official interpretation by a public official responsible for doing so (not a private attorney), and (3) the reliance was reasonable. This would be acting in a law-abiding fashion (no culpability).

  • it is a defense if the statute was not known to  and it was not published (no fair notice).

People v. Marrero:  arrested for carrying a loaded pistol in violation of NY statute. He claimed exception as a corrections officer (this was a misreading of the statute as it only exempted state corrections officers). The ’s personal misreading of the law is not a defense. This would lead to an infinite number of mistake of law defenses.
  • the  always wants to argue a mistake of law (non-exculpatory)


  • the  always wants to argue a mistake of fact (always exculpatory, goes to a jury to determine if the mistake was reasonable).



II. Proportionality: the meaning of this is fuzzy, it’s also complicated because it’s a constitutional issue (8th Amendment).


  • Some say the punishment should fit the crime

  • Others say the punishment should fit the person, however this is not allowed by the MPC because culpability punishes people for what they did in the past and not what they may do in the future (it would also violate equal protection)

  • Another option is that punishment ought to be proportionate to other offense, thus more serious offenses would be punished the same as other serious offenses

The MPC says the punishment should be proportional to the crime, but this is hard to define, because each crime has multiple variations: killing slowly by torture vs. a mercy killing. The law is written in broad generalities, all these variations really seem to be different crimes. Several options for proportionality:

  • Grading of offenses (Robbery 1: with a loaded gun, Robbery 2, etc.), this is a distinction made upfront where the prosecutor determines what the  will be charged with. You need to do break the crime into degrees if you have legislative control of sentencing (determinate sentencing: this only looks at the crime and not the person); grading solves the problem of unjust uniformity.

  • One definition of the offense (homicide), here the proportionality is determined in the back-end with the judge controlling sentencing (this is indeterminate sentencing: this looks at personal characteristics)

  • Justice Scalia feels the 8th Amendment has no proportionality guarantee and thus this principle is merely an invitation to imposition of judge’s subjective values. The majority rule seems to be that the 8th only forbids extreme sentences that are grossly disproportionate to the crime (with legislatures able to determine most sentencing).

Deterrence is the basic justification for the criminal justice system (the maintanence of social control), but once the offense is committed this slips into the background and punishment becomes paramount. If deterrence were the basis for sentencing, obviously if people are still doing the crime it isn’t working (increase the punishment).
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